FIN253 Fundamentals Of Investment

Fundamentals Of InvestmentTU Board 2080

Who is an issue manager? List any three functions of issue manager.

2

Answer

An issue manager is a professional responsible for managing the issuance of securities (such as stocks, bonds, or debentures) on behalf of a company. They act as an intermediary between the issuing company and investors, ensuring a smooth and compliant process.

Three Key Functions of an Issue Manager

  1. Pre-Issue Advisory: Assists the company in determining the type, size, and timing of the issue, including pricing strategies and regulatory compliance.
  2. Marketing and Distribution: Promotes the securities to potential investors through roadshows, investor presentations, and media campaigns.
  3. Post-Issue Services: Handles allotment, refunds, and investor grievances, ensuring smooth settlement and compliance with securities laws.

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